| SEAN JOYCE. BA, LLB (HONS)



NZX Main Board, NZAX Market and NXT Market Listings

• Listing of Oceania Natural Limited on the NXT Market

• Listing of G3 Group Limited on the NXT Market

• Listing of Enprise Group Limited on the NZAX Market

• Listing of Truscreen Limited on the NZAX Market

• Listing of Snakk Media Limited on the NZAX

• Listing of Delegat’s Group Limited on NZSX

• Listing of Jasons Travel Media Limited on NZAX

• Listing of Eastern Hi Fi Group Limited on NZAX

• Listing of New Zealand Finance Holdings Limited on NZSX

• Listing of Dominion Finance Holdings Limited on NZSX

• Listing of Zintel Group Limited on NZAX

• Software of Excellence International Limited – pre IPO placement, IPO and NZX listing

• National Mail New Zealand Limited – pre IPO convertible note placement, IPO and NZX listing

• Numerous rights issues of debt and equity securities for listed issuers


Debt Securities and Listings

• Issue of Kauri Notes by Savings & Loans Securities Limited – a “re-pack” of an international hedge fund security issued by Merrill Lynch International

• Listing of Capital Notes issued by Dominion Finance Holdings Limited on the NZDX

• Rights Issue for Mandatory Convertible Notes in Software of Excellence International Limited

• Listing of Capital Notes issued by Delegat’s Group Limited on NZDX

• Prospectus issues for debt securities, life insurance, superannuation schemes and unit trusts for numerous issuers including ASB Bank Limited and Sovereign Assurance Company Limited

• Issue of Debenture Stock by New Zealand Finance Limited

• Issue of Debenture Stock by Numeria Finance Limited

• Issue of Debenture Stock by Dominion Finance Group Limited

• Issue of Debenture Stock by North South Finance Limited

• Issue of Debenture Stock by Finance Direct Limited


NZX and NZAX Reverse Listings

• Reverse listing of SeaDragon Marine Oils into Claridge Capital Limited on the NZSX

• Reverse listing of VMob Limited into Velo Capital Limited on the NZAX

• Reverse Listing of RIS Group Limited into Holly Springs Investments Limited on the NZAX

• Reverse listing of Orion Minerals Group Limited into RLV No 3 Limited on the NZAX

• Reverse listing of ICP Bio Limited into Australian Property Holdings Group Limited on the NZX

• Reverse listing of Charlies Trading Company Limited into Spectrum Resources Limited on the NZX

• Reverse listing of Plus SMS Holdings Limited into RetailX Limited on the NZAX

• Reverse listing of New Image International Limited into Selector Group Limited, a company listed on NZX

• Reverse listing of Media Technology Group Limited into Strathmore Group Limited on the NZX

• Reverse takeover and listing of Queen Charlotte Holdings Limited by Aquaria 21 on the NZX

• Reverse takeover and listing of AQL Holdings Limited by Organic Interceptor on the NZX

• Reverse takeover and listing of Strathmore Group Limited on the NZX

• Reverse takeover and listing of Fever Pitch International Limited by Kidicorp Group Limited on the NZAX


Mergers, Acquisitions and Takeovers

• Acquisition of all of the New Zealand based ABC Childcare Centres by Kidicorp Group Limited

• Acquisition and development of the Hampton Downs landfill by EnviroWaste Services limited

• Takeover of Oyster Bay Marlborough Vineyards Limited by Delegat’s Group Limited

• Sale of Audiology business assets of Abano Health to NHC Limited

• Private equity placement in NextWindow Limited to Jolimont Capital Pty Limited

• Takeover of Kidicorp Group Limited by Mitchell Investment Trust (acting for offeror) – on the NZAX

• Takeover of Software of Excellence International Limited by Henry Schein (acting for target) – on the NZAX

• Merger by Scheme of Arrangement of Pyne Gould Guinness Limited with Wrightsons Limited

• Delegat’s Group Limited partial takeover offer for Oyster Bay Marlborough Vineyards Limited – on the NZAX

• New Zealand Finance Holdings Limited takeover of Mike Pero Mortgages Limited

• Dominion Finance Group Limited acquisition of North South Finance Limited for a gross consideration in excess of $35 million

• Takeover of National Mail New Zealand Limited by Paul Meyer


AUSTRALIAN TRANSACTIONS

• Reverse listing of Meter Eye Limited into Empire Beer Group Limited on the ASX.

• Dual listing of L & M Petroleum on the ASX and NZSX

• CommSoft Group Limited – migration to Australia, IPO and ASX listing

• Reverse takeover of Canbet Limited into an ASX listed company

Email:
sean@corporate-counsel.co.nz

DDI: 021 865 704

Office Location:
Level 8
AIG Building
41 Shortland Street
Auckland


Auckland Post:
P O Box 105745
Auckland City
Auckland 1143



(c) Copyright 2017 Sean Joyce